We advise clients on federal and state securities laws, stock exchange rules, and provide counsel on all types of capital markets transactions, including initial public offerings, stock exchange listings, reverse mergers, mergers, and tender offers.

Our attorneys provide advice to placement agents, issuers and investors in private placement transactions, including offerings under Rule 144A, Regulation D and Regulation S. Our securities lawyers are also knowledgeable and advise with respect to the latest developments on crowdfunding and evolving means of capital formation.

Our firm’s securities lawyers also have experience acting as outside general counsel to domestic and foreign private issuers in public offerings and securities compliance. They have extensive experience representing publicly-traded companies in the full range of ongoing compliance requirements under SarbanesOxley and Securities Act and Exchange Act regulations, including with their periodic corporate filings (on Forms 10- K,10-Q, 8-K and Proxy Statements), as well as, other regulatory and national exchange filing requirements.